CFA  距离考试还有    天

400-700-9596


【每日一题】CFA真题赏析—CFA一级伦理

发表时间:2015-07-10 03:35 编辑: 告诉小伙伴:
0

【每日一题】CFA真题赏析CFA一级伦理,要想通过CFA考试,少不了CFA真题,做题后总结反思效果更佳!

【CFA真题】Kitty Janson, CFA, isthe founder of Meddy water Research, an investment management firm with soleactivity of short selling. Kitty seeks out companies whose stocks have hadlarge price increases and also pays several lobbying firms to update himimmediately on any legislative or regulatory changes that may impact his targetcompanies.

For those target companies Kitty estimates near the peak of theirsales and earnings, Kitty sells short those target companies. Additionally, Kittyconducts a public relations campaign to disclose all of the negativeinformation he has gathered on the company immediately after he sells a stock,even if the information is not yet public.

Which of Kitty’s following actionsis least likely to be in violation of the CFA Institute Standards ofProfessional Conduct?

A. Trading on information from lobbyists

B. Disclosing information about target companies

C. Selling stock short

【金程cfa解析】Solution: C

C is correctbecause selling stock short is a management strategy and does not necessarilyviolate any aspect of the Code and Standards.

       准备12月CFA考试的同学,如果想了解自己的CFA学习情况,可以使用专业诊断系统!CFA CFA基础测评系统

      CFACFA专栏>>CFA题库>>CFA考试真题开始做题

      相关CFA频道内容推荐:   CFA考试科目    CFA报考资格   CFA报名条件

                 CFA资料索取

相关阅读:

  1. CFA考试前2个月做题攻略
  2. 2016年6月CFA一级考前必考20点(必考题)
  3. 解密2016年CFA考试真题(财务报表分析)
  4. CFA真题技巧|2016年6月CFA考试做题技巧分享
  5. 2016年6月CFA真题有哪些特点?
  6. 2016年6月CFA考试重大福利!【Hot】

400-700-9596
(每日9:00-21:00免长途费 )

©2014金程网校保留所有权利

TOP
X

注册金程网校

同意金程的《用户协议》

已有账号,马上登录